Client Protection
Protecting client interests through documented policies.
Regulation &
Licensing
Rocktrading Ltd is committed to operating under a transparent regulatory framework that promotes integrity, client protection, sound corporate governance and responsible financial services.
Our Regulatory Status
- Investment Dealer
- Rocktrading Ltd
- Regulator
- FSC Mauritius
- Jurisdiction
- Republic of Mauritius
- Licence
- GB25204277
- Company number
- 221058
- Incorporated
- May 5th, 2025
- Licence Issued
- May 9th, 2025
- Status
- Active
About our
regulator
Visit FSC Mauritius
The Financial Services Commission (FSC) is the integrated regulator for the non-bank financial services sector and global business activities in the Republic of Mauritius. The Commission is responsible for licensing, supervising and regulating financial institutions operating within its jurisdiction.
Regulatory
commitments
Corporate Governance
Strong oversight and accountability.
AML & CFT
Prevention of financial crime.
Risk Management
Enterprise-wide risk management.
Information Security
Protection of confidential information.
Operational Resilience
Business continuity and disaster recovery.
A real invest company
Frequently Asked
Questions
Is Rocktrading Ltd regulated?
Yes.
Who regulates Rocktrading?
Financial Services Commission.
Where is Rocktrading incorporated?
Republic of Mauritius.
Can I verify the licence?
Yes.
What type of licence does Rocktrading hold?
Investment Dealer (Full Service Dealer, Excluding Underwriting).
Does Rocktrading comply with AML regulations?
Yes.
Our Commitment to Regulatory Excellence
At Rocktrading Ltd, regulation is not simply a legal requirement, it is the foundation of our business. We operate under a comprehensive framework of corporate governance, compliance, risk management and client protection designed to promote transparency, operational integrity and responsible financial services.
Our commitment extends beyond regulatory obligations through the implementation of documented internal policies, independent oversight functions and continuous monitoring processes that support long-term confidence among clients, financial institutions and business partners.